. . . a primary concern of all peoples everywhere is their relationship to their land. This has been the basic source of conflict between the White and Red races on this continent. . . . This theme of their conflicting relationships to their earth has provided something of a thematic continuity in all my books, novels and nonfiction. 1
FRANK WATERS was born in Colorado Springs, Colorado,
on July 25, 1902. His mother was descended from an aristocratic
southern family; his father was part Indian. A major theme in
his work, the reconciliation of dualities, resulted, in all probability, from the early
necessity of reconciling the opposing forces inherent in his
own heritage. The family tradition of miningthe "family
folly," he calls itdirected that young Waters enter Colorado
College as an engineering student. But after three years, he
left formal education, supporting himself with a series of jobs
ranging from ditch-digging in the Wyoming oil fields to being
traffic chief and engineer for the Southern California Telephone
Company.
In 1925,
In 1927, while working on the Mexican border, Waters completed
his first draft of The Yogi of Cockroach Court, perhaps
his most misunderstood book. Rewritten in 1937 and again in 1945,
it was first published in 1947 and was a total failure.
The British agent to whom it was offered refused to present it
to "any reputable publisher in England" because of its "salacious"
nature.
In this story, the fascination
with place continues. Here, in a typical Mexican-American bordertown,
Barby, a young half-breed orphan, is taken in by an old Chinese
shopkeeper, Tai Ling, whose primary effort in life is to achieve
liberation through his yogic practices. Barby falls in love with
Guadalupe, a mixed-breed dancer in one of the local cantinas.
The interaction of these two characters is observed by the philosophical
Tai Ling on the one hand and on the other by Guadalupe's American
friend, Sal, a "percentage girl." The backgrounds of the
characters, combined with the bordertown environment which includes
open prostitution, gambling, and the sale of drugs, result in
the destruction of them all, in one way or another. In spite
of their pitiful hopes and ambitions, life for all of them is
a downhill slide.
In later Frank Waters novels, a benevolent spirit of place provides
the constant with which the characters can attune themselves,
thus not only making possible a harmonious relationship with
their environment but also resolving the conflicting dualities
of their nature. But here, the border-town's negative spirit
of place prevents such attunement and actually militates against
it. The point of the book, however, lies not in the degeneration
of Barby, Guadalupe, and Sal, but in Tai Ling's failure, until
the very end, to realize the impossibility of separating the
principles that guide life from life itself. For while Barby,
Guadalupe, and Sal lack the strength and discipline which might
have saved them, Tai Ling, who possesses the requisite strength
and discipline, fails to see that his personal salvation cannot
be effected without recognition of the common humanity which
occupies even the negative Cockroach Courtthat is, without
a relationship with his environment.
In 1932 Waters wrote The Wild Earth's Nobility, the first
volume of his Colorado trilogy. The trilogy, rewritten in 1971
as the one-volume Pike's Peak, is the fictionalized story of
Waters's grandfather, who came to Colorado in 1872 and made a
fortune in contracting and building; then lost it through a series
of bad mining ventures. More significantly, however, it is the
story of grandfather Joseph Rogier versus Pike's Peak, their
conflict taking place on two levels: "Rogier's practical
mining ventures to reach its [Pike's Peak's] gold deposits and
his gradual projection of the physical peak into a symbol of
his own unconscious."
Between 1934 and 1938, Waters wrote the first drafts of Tombstone
Travesty, finally published in 1960 as The Earp Brothers
of Tombstone. While this work is significant as expose, history,
and biography, another value lies in the development of a theme
to be fully expressed several years later in The Colorado:
the failure of all of the conquering European-Americans to
make a satisfactory adjustment to the land itself, to the spirit
of that land. The Earp Brothers of Tombstone is not just
an expose of a band of itinerant card sharks, gunmen, saloon-keepers,
and con men, but an indictment of a whole culture based on exploitation,
materialism, and violence. Waters suggests convincingly that
the psychic insecurities caused by the conqueror's inability
to come to grips with the physical and psychical heartland of
the new continent were projected outward in huge acts of destruction
against the animals, the native peoples, and even the land itself.
The towering mountain ranges bulked up inside them. The mysterious
rivers ran in their blood. The empty deserts ate into them. And
finally loneliness engulfed them, even more vacuous than the
spaces between the stars above. And as the fear and tension kept
mounting within them, they struck out at everything,
. . . with a blind compulsion to dominate and destroy.
8
Against this background, Waters
shows us, through the reminiscences of
"Aunt Allie," Virgil Earp's widow, a true portrait of the
western gunman:
Appearance and action, both added up to the
fear of his fellowmen. The fear of the immeasurable, inimical
landscape dwarfing him to an infinitesimal speck, and its haunting
timelessness, which overemphasized the brief and dangerous span
of his own life. And the fear of his own fears. A man forever
self-conscious, tense and inhibited, he epitomizes more than
any other the compulsion of his time and place.
9
And, Waters suggests, it is our
own unconscious understanding of such a man that has caused
us to make of him a cultural heroto "sanctify his
role." He suggests that our failure to understand consciously,
or even want to understand, this elevation of our own insecurities
has resulted in the falsification of past history. He reminds
us that the Earp brothers were real people and that ". .
. all they were and did is a measure of the forces that made
them. It is this deeper truth, rather than the fictitious legend
grown up around them, that belongs eventually to the great American
Myth."
10
In Midas of the Rockies (1936),
the life of Winfield Scott Stratton provided Waters with the
material with which to develop, from a different point of view,
his major theme of the effect of land on psyche. It also provided
the opportunity for the development of one of his primary skillsthe
ability to locate his characters clearly in time and space.
With painstaking scholarship and an ability to handle immense
physical detail, Waters depicts the society of the time and a
solitary prospector outside of that society, "who for seventeen
years had plodded the Rockies with his burro."
Perhaps . . . it is the story itself that supersedes the manner
in which it is told. For it is more than a regional history and
the tale of a carpenter who made good in his own home town. It
is at once the story of a mountain, a mine, and a man. A story
so fabulously impossible and yet so excruciatingly true that
it commends itself to the whole of America, the only earth, the
only people who could have created it.
14
At the same time that Waters was
writing Midas of the Rockies, he was working on Below
Grass Rootsthe second volume of the Colorado trilogy.
Written at this time, it is no wonder that Below Grass Roots
reveals what Lyon has called "the documentary urge."
15
But the wealth of detail in this
book is more tightly structured than in the
preceding novel of the trilogy, and there is an additional depth
and richness in the development of its characters.
While in Midas Waters deals with a man pretty much outside
of his surrounding society, in Below Grass Roots his characters
are very much products of their time and place, permitting the
narrative integration of the historical detail. Also, as W. S.
Stratton grows increasingly eccentric, so does the fictional
grandfather Rogier, who begins to share several of Stratton's
personality traits.
Below Grass Roots depicts Rogier's disintegrating personality
and its effect upon the second generation of this family of pioneers.
We see Rogier's obsession causing the death of his son-in-law,
and his daughter Ona sinking into silent resignation. We also
see the boy March growing up amidst these tensions and anxieties.
At the end of this volume, Rogier, after a stroke, is a helpless
invalid, and we understand that March will have to resolve for
himself the family paradoxes he has inherited.
The final volume of the trilogy, The Dust Within the Rock
(1940), is undoubtedly the closest thing to an autobiography
that Frank Waters will ever write. While not as technically successful
as the preceding volume, and now long out of print, it contains
a wealth of information about the childhood, adolescence, and
young manhood of the author. We see young March in grade school,
high school, and in college. We see him selling papers as a Fred
Harvey boy at the train depot. We see the young engineering student
rebelling against sterile academic confines and fleeing to the
Wyoming oil fields, to California, and to the primitive interior
of Mexico. But most of all we see young Frank Waters attempting
to resolve the multitude of conflicts within him. In Mexico,
among the most primitive Native Americans, and ironically enough
operating a silver mine, March achieves the long-sought-after
synthesis: "I am them both, indivisible and intermingled,
adobe and granite."
Soon after completing The Dust Within the Rock, Waters
began his most successful work thus farPeople of the
Valley. In it, he achieved for the first time the story of
a character in total harmony with her environment. It is the
story of a woman whose inner growth and closeness to her land
elevate her above her people and, more significantly, above her
own past selves.
People of the Valley is the story of Maria, who lives
ninety years in the isolated Mora Valley of New Mexico. She is
the orphaned daughter of an Indian mother and a (probably) Mexican
"stranger"; she has been raised by two old goatherds, who
are themselves killed in a flood when she is still a child. Maria
grows up wild and free, surviving by instinct and her wits. She
bears a succession of children to a succession of men, raising
them with the same survivalist techniques. She is simply a natural
product of the land. Her reputation as a curandera and
seer grows: the people consult her for both her knowledge of
folk medicine and her mystical insights. Near the end of her
life, the people are faced with the erection of a flood-control
dam, which will require them to give up their land, and they
come to Maria.
At first she opposes the dam: "This is the meaning of any
dam, that it would obstruct the free flow of faith which renews
and refreshes life and gives it its only meaning."
18
But she grows to realize that ages,
like all life people, plants, animals, and mountainsgrow,
mature, then give way to new life. She sees that to oppose the
dam would be equivalent to building
oneto obstructing the inevitable flow. She is able to say,
No man can belong to a time until it has also
a faith he can belong to. That is what people do not like about
this dam. It has no faith behind it to give it meaning. And so
you must accept your own time which has a faith until the new
time has also given rise to a faith, and you are ready for it.
She finds a temporary solution
by securing her people new land in a higher, more remote valley.
The story is thus one of the corrupting advance of Anglo technology
and also of Maria's spiritual growth.
In this work we see some of Waters's most serious and mature
thought. It is significant that this book was originally entitled
The Dam. John Farrar (of Farrar and Rinehart) firmly rejected
the title, perhaps seeing that Waters had achieved here more
than he had attempted; for the story does rise above the portrait
of Maria and the somewhat abstract concept of dams to become
a revelation both of the plight of people everywhere when one
age begins to supersede another and also of all peoples' need
for a maturation of consciousness. We are told "Maria believed
in fulfillment instead of progress" and that "fulfillment
is individual evolution."
Combined with this story of Martiniano's internal conflicts is
the historically accurate but fictionalized account of the Taos
Pueblo's attempt to secure the return of their sacred Blue Lake,
which had been "confiscated" by the government. For over
seven centuries, the Indians had been making pilgrimages to this
lake, which they believe to be the point of origin of their people.
Their right to the land had been confirmed in 1551 by King Charles
of Spain; in 1687 by the Royal Council of the Indies; in 1821
by Mexico, upon gaining her independence from Spain; and in 1848
by the United States, after acquiring the New Mexico area. In
1906, a presidential proclamation had converted Blue Lake and
the surrounding area into a National Forest.
The trial of Martiniano by the white authorities becomes the
springboard for the tribe's renewed demands for settlement of
their land claims. A more significant point of contact of the
two stories lies in Martiniano's failure to understand the Indians'
closeness to the land, their attunement to total environment.
At the heart of his difficulties with the tribal elders is his
sense of individuality, which the elders see as his insistence
on the illusion of separateness.
Thus Martiniano inadvertently becomes the mechanism for the eventual
return of the sacred lake, and at the same time he learns to
understand "the inseparableness and mutuality of all seemingly
discrete matters."
The Man Who Killed the Deer was begun in 1940 and finished
in 1941. Also in 1941, Waters wrote his first "commercial"
book, River Lady. With Houston Branch, who provided the
story idea and the necessary historical research, Waters concocted
for Hollywood a tale that would make a typical class B movie.
It is a blood-and-thunder story of the upper Mississippi mill
towns of the late nineteenth century; and while it is of little
literary value, it is of scholarly interest in that it shows
Waters's flexibility when writing fiction under the restrictions
of both the commercial market and Hollywood demands. The central
characters were completely out of Waters's control, having been
predetermined by the stars chosen to perform the roles. The setting
was one with which he was not familiar. Perhaps the most amazing
thing about this book is that it was written at all. Of interest
is the fact that it was not a total disaster, for while it has
little to recommend it as serious literature, it does entertain,
if regarded as a summer afternoon's escape reading. Conspicuously
absent are any traces of philosophy or mysticismor of any
deep thought. But there is a wealth of Branch's carefully researched
historical detail and some good writing, Parts of the subplots
(which were under Waters's control), especially'those
dealing with the growing up of a brother and sister, are well
done and are reminiscent of the family interaction in Below
Grass Roots and The Dust Within the Rock. However,
one feels that while this book was being written, Waters's heart
was in the New Mexico pueblo with Martiniano, and perhaps therein
lies the book's greatest value. In the way that Midas of the
Rockies seems to have functioned as a control for Below
Grass Roots, which is the most tightly structured and best
written of the Colorado trilogy, so perhaps River Lady may
have functioned as a similar control for The Man Who Killed
the Deer.
Later in 1941, Waters began The Colorado. Part of the
Rivers of America series, it is an examination of the history
of the people of the great Colorado Pyramid. In this major work,
Waters develops his examination of the relationship between the
land and its inhabitants on a grand scale. Here a basic tenet
is that the life in the total environment of western America
cannot be fully perceived by the usual Western-European rationalistic
outlook. Rather, a mystical approach-perception through intuitive
awareness permits a person to experience an attunement
that results in personal psychological adjustment. He then applies
this concept to the American people: to the Native Americans,
whom he suggests had this "apperception" (which Lyon calls
"perception squared"
These ideas are developed further in Masked Gods: Navaho and
Pueblo Ceremonialism (1947) in which Waters further suggests
that the problem is not simply within white orientation or Indian
orientation but that the conflicting dualities are present in
each individual, in any time or place. The dichotomies are part
of human nature, and are part of outer nature as well. Waters
suggests that the Pueblo and Navaho Indians have long recognized
these conflicting forces which make up the universe and human
nature; and recognizing as well the need for internal harmony
and harmony with one's environment, they have, for centuries,
used ritual to portray the cosmic dualities and to dramatize
their equilibrium. Thus the focus of these ceremonies is on universal
harmony and on psychic wholeness. In the closing sections of
Masked Gods, "Crucible of Conflict," Waters postulates
that the Indians have intuitively perceived through their necessary
closeness to the forces of nature a universe greatly similar
to that being discovered by modern science. He cites the evidence
of contemporary atomic physics, biology, and astronomy that describes
a universe of interdependence, of mutuality a "process
reality." This is the universe that has been dramatized in dance
by the Navahos and Pueblos for centuries. That the Indian view
is being approached by modern science Waters sees as hopeful
evidence of mankind's achieving the synthesis necessary for its
survival and of an evolution of human consciousness already begun.
During the same period that Waters was working on Masked Gods,
he wrote Diamond Head, the second of his two Hollywood
commercial works, with Houston Branch. Written with most of the
methods used in the construction of River Lady, Diamond Head
is superior to the earlier attempt in at least one respect:
the exciting story line is based on historical fact. During the
Civil War, the South hoped to paralyze northern industry by destroying
its sources of oilits, whaling fleet. Branch apparently
saw the opportunities for an exciting romance of the high seas
combined with the glamour of the antebellum South; Waters had
a freer hand in the creation of his characters, since the actors
were not predetermined this time, and in the intricacies of a
complex plot and subplots. The result is a well-researched historical
romance (typical of the kind then popular in the lending libraries),
which was published in British and French editions, as well as
American. It suffers from what Lyon has called a "shying
away from depth."
Waters came to grips with a truly serious challenge in the writing
of fiction in 1956 when he began work on The Woman at Otowi
Crossing and attempted to dramatize as fiction the themes
and ideas that had been maturing in The Colorado and Masked
Gods. Based on the life of Edith Warner, who ran a tearoom
at Otowi Crossing, just below Los Alamos, The Woman at Otowi
Crossing becomes the story of Helen Chalmers, who, in tune
with her adopted environment and nearby Indian pueblo, was also
a close friend of the first atomic scientists. She herself forms
a kind of bridge between the two orientations and value systems.
On the one hand, Helen Chalmers understands the passive, intuitive,
docile nature of the Indians; yet she herself is a product of,
and also understands, the power-oriented, aggressive, rational
white world.
Early in the novel, a combination of adverse circumstances, "fear,
worry, guilt, dread, shame, financial failure"
Since Helen's initial psychic experience occurs early in the
novel, most of the story consists of her day-to-day living, running
her tearoom with the help of her Indian friend Facundo, against
the background of the birth of the atomic age. Through the comprehension
of her physicist friends, Waters suggests that their scientific
theorizing may also eventually lead them to similar states of
heightened self-awareness.
This attempt to portray mystical
enlightenment in fiction is successful, one critic calling
it "a tour de force in fusion."
27
Waters creates an Anglo woman who
convincingly demonstrates, as did Maria in People of the Valley,
that evolution of consciousness through the synthesis of
conflicts is possible.
Leon Gaspard, begun in 1958, is Waters's one sustained
effort at art criticism. It is also an anecdotal biography of
his friend, the great Russian painter, who settled in Taos in
1918. Even in this work, the usual Frank Waters themes emerge,
for Gaspard's art becomes a kind of metaphor for Waters's perception
of conflicting dualitiesthis time as synthesized on canvas.
Gaspard was familiar with the nomadic tribes of the Asian steppes,
as well as with the Indians of the American Southwest, and his
work reflects his closeness to the earth and to the primitive
peoples. While Gaspard is not a "primitive" in the art historian's
usual sense of that word, he captures the color, form, and subject
matterthe visual wildnessof the world of those who
live close to the land, and Waters is quick to perceive the harmonic
blending of colors and forms that at first glance appear to clash.
He praises Gaspard for capturing a now-extinct world of barbaric
color, form, and content, the world of the wild as opposed to
its domestic counterpart.
In 1959, Waters began his Book of the Hopi, living much
of the next three years on the Hopi Indian Reservation. His purpose
was to record not only the traditional religious beliefs and
their accompanying rituals, but also the Hopi ". . . instinctive
perception of life processes which our rationally extroverted
White observers still ignore." 29
Waters calls it "their book
of talk." 30
The words of some thirty Hopi spokesmen
were tape-recorded, translated, then edited and organized by
Waters, who added his own eyewitness accounts of the rituals
as well as a history of the Hopi people. The result is a complete
view of both the literal and mystical aspects of Hopi ceremonialism.
According to the Hopi, our present world is the Fourth World,
the preceding three having been destroyed because of the divisiveness,
selfishness, greed, and/or materialism of their inhabitants.
In each case a few survivors were permitted to emerge to the
succeeding world and were reinstructed in proper behavior. After
emerging into the present world, they were instructed to divide
into groups and undertake a series of migrations before finally
settling down in their chosen land. That the chosen land was
in a barren, arid desert is not incongruous, for in the preceding
worlds comfort and material wealth were inevitably accompanied
by spiritual disintegration. According to Hopi prophecy, our
Fourth World is in rapid decline, heading for destruction, after
which there will be a turn upward and a
new age.
The focus of Hopi ceremonialism
is on the harmonious unity of all forms of life. Their dances
symbolize the interactions of the opposing and conflicting life
forces in all creation, perpetuating "the primal harmony
of cosmic forces" and literally "holding the world together."
31
To the Hopi, the ultimate evil
islike Martiniano's in The Man Who Killed the Deerthe
illusion of separateness. In his introduction, Waters comments:
. . . they speak not as a defeated little minority in the richest
and most powerful nation on earth, but with the voice of all
that world commonwealth of peoples who affirm their right to
grow from their own native roots. . . . They remind us we must
attune ourselves to the need for inner change if we are to avert
a cataclysmic rupture between our own minds and hearts. Now,
if ever, is the time for them to talk, for us to listen.
The evidence presented by the Hopi elders seems to have confirmed and stabilized Waters's previous
theories. More importantly, it seems to have promoted his own
increased personal integration. The evidence for the latter is
to be found in his next work, Pumpkin Seed Point, the
highly subjective story of his personal experience while living
among the Hopi. This work, which Waters began in 1965,
33
two years after publishing Book
of the Hopi, records the psychic and spiritual growth he
had been experiencing through The Colorado, Masked Gods, and
The Woman at Otowi Crossing. It reveals Waters's own developed
synthesis as he attempts to make personal reconciliation of the
multitude of dualities presented by the Hopi teachers. He recognized
that the true meaning of the Hopi myths and legends would have
to be presented from within, integrated into a personal philosophic
system, and in Pumpkin Seed Point he records his experiences
as he further evolved this philosophy of fusion.
Little wonder that we Whites, with our desperate reliance upon
surface physical reality, seldom perceive that in this Indian
sub-stream lies an America we have never known, yet embodying
the truths of our own unconscious, the repressed elements of
our darker, deeper selves.
That Waters is not completely successful
in reconciling the Indian and white worlds is not surprising.
But the record of his attemptand the implications of that
attemptare of much importance. As a reader follows Waters
through various stages of growth, he is led to the conclusion
that Western civilization itself, in order to survive, must find
"a viable fusion between the two great worlds of industrial-mechanical-rational
and the organic-spiritual-intuitive,"
35
and that the overall movement of
our history does seem to be in that direction. Waters suggests
that the function of the Hopi teachings can be to show us, by
revealing what they have, what it is that we do not.
In 1971, Waters began Pike's
Peak, the redaction of the Colorado trilogy. In producing
this one-volume work, he found it necessary to cut many pages.
The original trilogy totaled 1,511 pages, and Pike's Peak's
743 pages include much new material written expressly for
it. Waters eliminated from the earlier volumes much of the unessential
material dealing with the family's domestic life, but most of
the cutting and rewriting occurs with the material formerly placed
in the final volume. The elimination and rewriting of so much
of the autobiographical material does sharpen the focus on its
central character, grandfather Rogier; and the central conflict
between the antagonist Rogier and the protagonist Pike's Peak
becomes more clearly the controlling theme. While March still
faces the problem of resolving his dual heritage and the tensions
left unresolved by his grandfather, the necessary shift in focus
from Rogier to young March is here handled with a smoothness
and tightness not found in the original third volume. The overall
result is the successful blending of a youthful point of view
with mature judgment, which focuses on Rogier's self-destructive
quest for psychic wholeness outside of himself. It is
the story of a man alien to the land, fighting the land"perhaps
epitomic for the whole white European experience in North America."
36
Perhaps the greatest historic example of such alienation
and its effects is to be found in Waters's next work, To Possess
the Land (1972), the biography of Arthur Rochford Manby.
Manby was one of the most unscrupulous, intelligent, immoral,
and mysterious figures in the history of the American West. He
seems to have been a mass of contradictionsa brilliant
promoter, a sensitive art connoisseur, and a ruthless land-grabber.
This biography, which reads like a novel but which is superbly
documented, combines three points of view in presenting the Manby
story. In his introduction, Waters suggests that the story can
be dealt with as a psychological case study, a western mystery
story, or a documented history of the unscrupulous land promoters.
While Waters modestly suggests that it would be impossible to
construct a book that would synthesize all three points of view,
that is precisely what he has accomplished.
He begins with the western horror story and, with typical Waters
time sense, with the epilogue. Here is related the discovery
of Manby's corpse (the body in one room, the head in another)
and the immediate appointment of a coroner's jury, which decides
that Manby had died of natural causes and that his dog had chewed
off his head and carried it to another roomwithout spilling
a drop of blood. The story builds from that point, and at least
one of the three storytelling points of view is constantly presented
to the reader. While the psychological approach presents a man
completely ". . . possessed by his `shadow,' that negative
and usually repressed aspect of the dual nature of each of us,"
37
on a larger scale the work is an
indictment of all corporations, railroads, politicians, lawyers,
and individual land-grabbers who were quick to realize that the
U.S. government had no intention of observing the provisions
of its treaty with Mexico protecting the land rights of the Spanish
Americans. That is, the book presents Manby's personal corruption
against a background of political, economic, and social corruption.
In Manby's final degeneration we see a historic illustration
of the attitude of all white settlers who regarded the land as
"an inanimate treasure house to be exploited for their material
benefit"
38
and
perhaps of their inevitable fate also.
Almost all of Frank Waters's themes
and theories are brought together in his next work, Mexico
Mystique: The Coming Sixth World of Consciousness
(1975). Here he synthesizes an enormous mass of knowledge about
the people of ancient Mexico, their history, myths, symbols,
archetypes, cosmology, and astrology, noting in particular the dualities:
The antinomy is expressed in many ways: light
and darkness, male and female, good and evil, spirit and matter,
instinct and reason, God and Satan, the conscious and unconscious.
The conflict between these bipolar opposites and the necessity
for superseding it is the great theme running through the mythology,
symbology, and religious philosophy of pre-Columbian Americathe
Mexico mystique.
He then goes beyond the usual academic
integration to relate this material to numerous theosophical
systems, to Jungian psychology, to astrology, and to world mythology
in general. He suggests that his conclusions
tend to show that the ancient civilization of Mesoamerica was basically religious;
that its spiritual beliefs still constitute a living religion
perpetuated by the contemporary Pueblos of the Southwest; and
that this common religious system of all Indian America embodies
the tenets of a global belief expressed in terms of Christianity,
Buddhism (and other religious philosophies of the East), and
in modern Western analytical psychology.
40
A large part of the work is focused
on explaining and interpreting the ancient Mesoamerican calendar
system which measured time in Great Cycles of 5,125 years, each
marking the duration of a world or era. According to the astronomical
calculations of the Mayas, their last Great Cycle and the present
Fifth World began in 3113
B
.
C
., and its end was projected to
2011
A
.
D
. This date also marks the end
of the present great 25,920-year cycle of the precession of the
equinoxes. At this time, the Aztecs and Mayas believed the present
world would be destroyed by a cataclysm and replaced by a sixth worlda
belief similar to the contemporary Hopi prophecy of the end of
the Fourth World.
According to Waters, these "worlds" are but dramatic allegories
for the successive states of man's ever-expanding consciousness.
Other apocalyptic interpretations also allude to what he calls
the "coming sixth world of consciousness" as "a new
beginning through a convergence of past and present, East and
West, the archaic and the civilized."
The nature of the world and [the nature] of man as perceived
by the great civilizations of the past in Egypt, India, Tibet,
China, and Mexico have already been briefly outlined.
Because
of its personal nature, Mountain Dialogues reveals more
about Waters himself than he has revealed in any of his previous
works. At the same time it presents a world view which, while
thoroughly that of a western American, is worthy of international
consideration.
Accompanying Mountain Dialogues has been another major,
scholarly workthe editing (in conjunction with this author)
of W. Y. Evans-Wentz's Cuchama and Sacred Mountains (1981)
for posthumous publication. This work, while not a definitive
study of the sacred mountains of the world, is a monumental attempt
by the great scholar of Tibetan Buddhism to correlate Eastern
religion with that of Native Americans through their mutual reverence
of the sacred earth. Having reposed in a Stanford University
safe for fifteen years, the manuscript sorely needed updating
and restructuring. Frank Waters has provided not only the internal
annotation but the Introduction and Addendum needed to frame
this work for a 1981 reading audience. Here, once again, Waters
observes the opposing views of the whites and the Indians, two
entirely different views of nature, two conflicting attitudes
toward the land. He once more reaffirms his faith in inevitable,
ultimate synthesis:
This reconciliation will take a long time, but it will inexorably
take place, in compliance with the spiritual laws governing the
evolution of all life throughout the universe.
CHARLES L. ADAMS, University of Nevada, Las Vegas
1. Frank Waters, "The Western Novel: A Symposium," South Dakota Review 2 (Autumn 1964): 1415.
2. Dates hereafter reflect the time when Waters was first working on a manuscript. A major consideration
in Waters scholarship is the fact that he has no compunctions
about completing a manuscript and then putting it away for ten,
or even twenty or more years before reworking it for publication.
(I am aware of one very beautiful novel "in cold storage"
at the time of this writing.) Actual publication dates may be
found in the bibliography.
3. Conversation with the author, August 31, 1976.
4. Horace Liveright, who accepted this novel for publication, wrote Waters about
" . . . your very fine novel to which you have
given the ghastly and I think cheap title, The Lizard Woman."He
goes on to suggest the possibility of "Blood Heat" or "Painted
Waves." It is quite possible that Liveright, while appreciating
the value of the manuscript, did not perceive the significance
of the title as a place name. (Letter of June 20, 1929.)
5. Thomas J. Lyon, Frank Waters (New York: Twayne, 1973), p. 69.
Lyon also
quite rightly notes, ". . . Fever Pitch is not .
. . a bad book."
6. Conversation with Frank Waters, January 27,
1974.
7. Frank Waters, reading from Pike's Peak, "Crossing
Frontiers" convocation, Banff, Canada, April 12, 1978.
8. Frank Waters, The Earp Brothers
of Tombstone (New York: Clarkson N. Potter,
1960), p. 4.
9. The Earp Brothers, p. 6.
10. The Earp Brothers, p. 7.
11. Frank Waters, Midas of the Rockies (New York: Covici-Friede,
1937), p. 18.
12. Midas of the Rockies, p. 18.
13. Midas of the Rockies, p. 19.
14. Midas of the Rockies, p. 14.
15. Lyon, p. 135. 16. Frank Waters, The Dust Within the Rock (New York: Farrar and Rinehart,
1940), p. 533.
17. The Dust Within the Rock, p. 534.
18. Frank Waters, People of the Valley (New York: Farrar and Rinehart, 1941),
p. 177.
19. People of the Valley, p. 282.
20. People of the Valley, p. 134.
21. See also Frank Waters, "Fifth World,
Ninth Planet" in Voices from the Southwest: A Gathering in
Honor of Lawrence Clark Powell (Flagstaff, Arizona: Northland
Press, 1976), pp. 5562.
22. Lyon, p. 107.
23. Thomas J. Lyon, "The Works of Frank
Waters," a taped lecture for Cassette
Curriculum, Everett/Edwards, Inc., 1974.
24. Lyon, p. 143.
25. Frank Waters, The Woman at Otowi Crossing (Chicago: The Swallow Press, 1971), p. 240.
26. The Woman at Otowi Crossing, p. 240.
27. Lyon, p. 131.
28. Gaspard's superb portrait of Waters is now in the Adkins collection in
Oklahoma.
29. Frank Waters, Pumpkin Seed
Point (Chicago: The Swallow Press, 1969), p. xi.
30. Frank Waters, Book of the Hopi (New York: Viking,
1963), p. x.
31. Lyon, p. 53.
32. Book of the Hopi, p. x.
33. In 1963, Waters had written Engineering Space Exploration: Robert Gilruth (Brittania BookshelfGreat Lives). Written for juvenile readers, this biography of the director of NASA's manned spacecraft center has been called "the
world's dullest book about the world's dullest man"a sound
literary judgment.
34. Pumpkin Seed Point, p. xii.
35. Lyon, p. 62.
36. Lyon, p. 133.
37. Frank Waters, To Possess the Land (Chicago: The Swallow Press, 1973), p. viii. 38. Waters in "The Western Novel: A Symposium," South Dakota Review 2 (Autumn 1964), p. 14.
39. Frank Waters, Mexico Mystique:
The Coming Sixth World of Consciousness (Chicago: The Swallow Press, 1975), p. vii.
40. Mexico Mystique, p. ix.
41. José Argüelles, "Sacred
Calendar and World Order," Shambbala Review 4 (March/April
1976): 13.
42. Frank Waters, "The Indian Renaissance," addendum
to W. Y. Evans-Wentz, Cuchama and Sacred Mountains, Frank
Waters and Charles L. Adams, eds. (Chicago: The Swallow Press/Ohio
University Press, 1981), p. 193.
Primary Sources (in chronological order)
1. Novels
Fever Pitch. New York: Liveright, 1930. Republished, Austin: Thorp Springs Press, 1984, with the original title
2. Non-Fiction
The Colorado. Rivers of America Series. New York: Farrar and Rinehart, 1946.
3. Biography
Midas of the Rockies. New York: Covici-Friede, 1937; rpt. Chicago: Swallow Press, 1972.
4. Short Story
"Easy Meat." North American Review 231 (April 1931): 300309. Waters's second
publication, and his only short story, concerns a prize fight,
and a racial encounter, between an intuitive young Mexican and
a coldly rational American. Told almost completely from the Mexican's
point of view, the story shifts at the last minute to the Anglo's,
and effectively illustrates Waters's awareness of both points
of viewhis sympathy with the intuitive but the inevitable
victory of the rational.
5. Articles
"Relationships and the Novel."
The Writer 56 (April 1943): 105107. In one of his
few statements on the craft of writing, Waters emphasizes the
distinction in fiction between details being "connected
with a dead fact" and "related by an emotional tie."
"Crucible of Conflict." The
New Mexico Quarterly Review 18 (Autumn 1948): 273281.
This concluding section of Masked Gods, while being somewhat
difficult without the preceding 424 pages, functions very well
as a separate essay on the similarity of Indian mysticism and
atomic theory.
"The Western Novel: A Symposium." The
South Dakota Review 2 (Autumn 1964). In his contribution
to this symposium, Waters discusses such topics as the term "regionalist"
and the art of writing in general as well as his own work.
Mysticism and Witchcraft. Fine Arts Series. Fort Collins: Colorado State
University, 1966. Reprinted in South Dakota Review 15
(1977): 5970. Originally a lecture delivered at Colorado
State University while Waters was Writer in Residence, this brilliant
essay examines the legitimate mysticism and the perverted witchcraft
of the Hopi and then relates these considerations to Anglo-European
history, down to the present time.
"Quetzalcoatl. Versus D. H. Lawrence's Plumed Serpent." Western American Literature
3 (Summer 1968): 103113. In this paper originally delivered
before the Rocky Mountain American Studies Association, Waters
criticizes Lawrence for fictionally restoring the "Aztec
vulgarization of Quetzalcoatl" to Mexico in The Plumed Serpent,
and concludes, "In the intuitive recognition of spiritual
unity, rather than that of racial disunity, lies the future of
the world."
"Words." Western American
Literature 3 (Fall 1968): 227234. This paper was originally
delivered before the Western Literature Association when Waters
was awarded Honorary Life Membership. He discusses the writer's
responsibility to respect the integrity of words, drawing upon
such diverse sources as the Bible, Levi-Strauss, Benjamin Lee Whorf and Clyde Kluckhohn.
"The Man Who Killed the DeerThirty Years Later." New
Mexico Magazine (January-February 1972): 1623, 4950.
This invaluable followup details the history not only of the
writing and publication of the novel but of the eventual return
of Blue Lake to the Indians of the Taos Pueblo.
"Crossroads: Indians and Whites."The South Dakota Review 11 (Autumn
1973): 2838. Originally a talk made at the Western Writers'
Conference in 1973, this article sums up, and provides background
for, current white-Indian conflicts.
6. Unpublished sources
The University of New Mexico has completed
initial cataloguing of the Frank Waters papers.
Secondary Sources
Adams, Charles L., ed. Studies in Frank Waters, vol. 5:
Frank Waters: Western Mystic. Las Vegas: The Frank Waters
Society, 1982. This volume contains seven essays presented at
the Special Session on Waters held at the Modern Language Association
of America's 1982 meeting. Each essay examines an aspect of Waters's
mysticism.
Argüelles, José. "Sacred
Calendar and World Order." The Shambbala Review 4 (1976):
1214. Review of Mexico Mystique. This excellent
review of Mexico Mystique relates Waters's book to Fray
Diego Duran's Book of the Gods and Rites and the Ancient Calendar
and Tony Shearer's Beneath the Moon and Under the Sun:
A Poetic ReAppraisal of the Sacred Calendar and the Prophecies
of Ancient Mexico.
Bucco, Martin. Frank Waters.
Southwest Writers Series. Austin: Steck-Vaughn,
1969. This first extended study of Waters's work is limited by
the very fact of its
date, but shows critical insightand foresight.
Davis, June H., and Jack L. Davis. "Frank Waters and the Native American Consciousness." Western
American Literature 9 (1974): 3334. Originally presented
at the 1973 Rocky Mountain Modern Language Association meeting,
this article examines Waters's attempts "to bridge the psychic
gap between two vastly disparate cultures" (Indian and white)
through a detailed analysis of The Man Who Killed the Deer,
Masked Gods, Book of the Hopi, and The Woman at
Otowi Crossing.
Grigg, Quay. "The Kachina
Characters of Frank Waters' Novels." South Dakota Review 11
(Spring 1973): 616. (This issue is dedicated to Frank Waters.)
This sensitive interpretation of Waters's fiction, against the
background of his nonfiction, explains the central characters
of the novels in terms of the Hopi concept of kachina.
Hoy, Christopher E. "A Study
of The Man Who Killed the Deer." Unpublished M.A. thesis,
Colorado State University, 1970. By far the best M.A. thesis
written on Waters (and one that deserves to be published in its
entirety), this study consists of an analytical application of
the concepts of Jung and Neumann to The Man Who Killed the
Deer. Two excerpts from it have been published:
Kostka, Robert. "Frank Waters
and the Visual Sense." South Dakota Review 15 (1977):
2730. Originally presented at the 1975 Modern Language
Association meeting, this unusual article is an appreciative
commentary upon and explanation of Waters's visual sense, by
a highly talented artist.
Lyon, Thomas J. Frank Waters. New
York: Twayne, 1973. Students of Frank Waters's
work will find this informative guide invaluable. It is analytical,
carefully reasoned, and (with the acceptable omission of some
of the commercial writing) quite thorough.
Manchester, John. "Frank Waters."South
Dakota Review 15 (1977): 7380. The
author, a close friend of Waters and for many years his neighbor
in Taos, New Mexico, has written an intimate, personal view of
Waters and his work. An earlier and longer version of this article
may be found in Encanto (July/August 1970): 47.
Milton, J., ed. Conversations with Frank Waters. Chicago:
The Swallow Press, 1971. In this transcription of seven taped
television interviews, Waters discusses a variety of topics,
including autobiographical anecdotes, his own writing, and his
personal theories and values.
Peterson, James. "A Conversation
with Frank Waters: Lessons from the Indian
Soul." Psychology Today 7 (May 1973): 63ff.
Pilkington, William T. "Character
and Landscape: Frank Waters' Colorado Trilogy." Western American
Literature 2 (Fall 1967): 183193. This perceptive analysis
(and early appreciation) of the out-of-print trilogy suggests
that it ought to be reprinted. The author comments effectively
on Waters's use of land as character.
Tanner, Terence A. Frank Waters:
A Bibliography with Relevant Selections from his Correspondence.
Glenwood, Illinois: Meyerbooks, 1983. By far the best piece
of scholarship done on Waters to date, this bibliography gives
the complete publication history of Waters's writing from 1916
to 1981. Most of Waters's major works are introduced by invaluable
correspondence detailing each work's genesis and development.
Tarbet, Tom. "The Hopi Prophecy and the Chinese Dream."
EastWest (May 1977): 5264. This relatively recent
interview was done after Waters's return from The People's Republic
of China and examines some similarities between Native Americans
and the Chinese.
19
32
34
39
42
The Lizard Woman. The Wild Earth's Nobility. New York: Liveright, 1935.
Below Grass Roots. New York: Liveright, 1937.
Dust Within the Rock. New York: Farrar and Rinehart, 1940.
People of the Valley. New York: Farrar and Rinehart, 1941; rpt. Athens, Ohio: Ohio University Press/Swallow Press, 1984.
The Man Who Killed the Deer. New York: Farrar and Rinehart, 1942. Often reprinted; translated into German (as Martiniano und der Hirsch, 1959), French (as L'Homme Qui A Tué Le Cerf, 1964), and Dutch (as De Man Die Her Hert Doodde, 1974).
River Lady (with Houston Branch). New York: Farrar and Rinehart, 1942. Motion picture: Universal-International, 1949.
The Yogi of Cockroach Court. New York: Rinehart, 1947; rpt. Chicago: Swallow Press, 1972.
Diamond Head (with Houston Branch). New York: Farrar and Rinehart, 1948.
The Woman at Otowi Crossing. Denver: Alan Swallow, 1966.
Pike's Peak. Chicago: Swallow Press, 1971.
Masked Gods: Navaho and Pueblo Ceremonialism. Albuquerque: The University of New Mexico Press, 1950.
The Book of the Hopi. New York: Viking, 1963, 1979. Translated into French (as Le Livre des Hopi, 1978), Swedish (as Livetsvag, 1979), and German (as Das Buch der Hopi, 1980).
Leon Gaspard. Flagstaff: Northland Press, 1964.
Pumpkin Seed Point. Chicago: Swallow Press, 1969, 1973.
Mexico Mystique: The Coming Sixth World of Consciousness. Chicago: Swallow Press, 1975.
Mountain Dialogues. Chicago: Swallow Press/Ohio University Press, 1981. (Edited with Charles L. Adams.)
Cuchama and Sacred Mountains, by W. Y. Evans-Wentz. Chicago: Swallow Press/Ohio University Press, 1981.
The Earp Brothers of Tombstone. New York: Clarkson N. Potter, 1960.
Engineering Space Exploration: Robert Gilruth. Chicago: Encyclopedia Britannica Press, 1963.
To Possess the Land. Chicago: The Swallow Press, 1973.
. "Teaching Yogi
in Las Vegas or Cockroach Court Revisited." South Dakota Review
15 (1977): 3742. Originally presented at the 1975 Modern
Language Association meeting, this article assesses the novel's
recent success in terms of its popularity with students at the
University of Nevada, Las Vegas, and attempts to explain the
novel's so-long-overlooked meaning.
. "The Whorf Hypothesis
and Native American Literature." South Dakota Review 14
(1976): 5972. Originally presented at the 1975 meeting
of the Rocky Mountain Modern Language Association, this article
relates Whorf's theory that one's perception of reality is fundamentally
shaped by his linguistic system to The Man Who Killed the
Deer and to N. Scott Momaday's House Made of Dawn.
. "Frank Waters' Mexico Mystique: The
Ontology of the Occult." South Dakota Review 15 (1977):
1724. Originally presented at the 1975 Modern Language
Association meeting, this excellent analysis of Mexico Mystique
relates Waters's concern with dualities to Robert E. Ornstein's
left-brain, right-brain studies.
. "Frank Waters
and the Mountain Spirit." South Dakota Review 15 (1977):
4549. Originally presented at the 1975 Modern Language
Association meeting, this article is a lucid and concise interpretation
of the Mountain as image and symbol in Frank Waters's work.
. "The Archetypal
Transformation of Martiniano in The Man Who Killed the
Deer." South Dakota Review 13 (1975): 4356.
. "The Conflict
in The Man Who Killed the Deer." South Dakota Review 15
(1977): 5157.
. "An
Ignored Meaning of the West."Western American Literature 3
(Spring 1968): 5159. Originally presented at the 1967 meeting
of the Western Literature Association, this is an excellent study
of Waters as a writer who fits himself into the patterns of western
nature rather than observing from the outside.
. "Frank Waters and the Concept of `Nothing Special."'
South Dakota Review 15 (1977): 3135. Originally
presented at the 1975 meeting of the Modern Language Association,
this study of The Woman at Otowi Crossing, The Man Who Killed
the Deer, and The Yogi of Cockroach Court suggests
that "a key to Waters' metaphysics and to his psychology
of characterization" can be found in his advice to tune ourselves
to "the authentic, wild reality."
. "Frank Waters."
In Fifty Western Writers: A Bio-Bibliographical Sourcebook,
edited by Fred Erisman and Richard W. Etulain.
Westport, Connecticut: Greenwood Press, 1982. This excellent
chapter on Waters, organized under the headings "Biography,"
"Major Themes," and "Survey of Criticism," examines
concisely Waters's intellectual concerns primarily in the light
of The Woman at Otowi Crossing.
. "The American
West: A Challenge to the Literary Imagination." Western American
Literature 1 (Winter 1967): 267284. This first-rate
discussion of the unique problem faced by western writers in
utilizing the West's vast and varied landscapes points out Waters's
success in dealing with land in mystical terms.
. "The Land as Form in Frank Waters and William Eastlake."
Kansas Quarterly 2 (Spring 1970): 104109. The discussion
of the landscape problem is extended and applied to Waters's
Colorado trilogy and William Eastlake's Portrait of an Artist
with Twenty-Six Horses and The Bronc People to illustrate
that western writers are able to use land as "symbol, metaphor,
and the source of metaphysics" and hence that "the expansive land becomes
the expansive form."
. "The Sound of Space." South Dakota Review
15 (1977): 1115. Originally presented at the 1975 meeting of the Modern
Language Association, this article contrasts Waters's work with
that of Walter Van Tilburg Clark and Harvey Fergusson to show
that ". . . it is the differences that allow Waters to stand
apart, to have special significance, and to be relatively ignored
or misunderstood outside the area in which he lives."
. "A Reverent Connection with
the Earth." Psychology Today 7 (May 1973): 6667.
The first of these two excellent articles is perhaps the best
published interview with Waters. The second is Peterson's revealing
account of the interview.
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